
Lock gates are a crucial component in the water management system, and understanding how they work is essential for appreciating their importance.
A lock gate is essentially a large, movable gate that allows boats to pass through a section of a canal or river by raising or lowering the water level.
These gates are typically made of metal and are designed to be strong and durable, with some lock gates weighing as much as 20 tons.
Lock gates are operated by a system of pulleys and levers, which are controlled by a lockkeeper who ensures the gates are opened and closed safely and efficiently.
The lock gate mechanism is designed to allow water to flow in and out of the lock chamber, allowing boats to pass through and maintain a consistent water level upstream and downstream.
Types of Lock Gates
Lock gates come in various types, each with its own unique characteristics and uses.
There are three main types of lock gates: flap gates, rising gates, and sector gates.
Flap gates are simple and cost-effective, consisting of a single flap that opens and closes to control water flow.
They are commonly used in low-traffic areas and are often found in canals and rivers.
Rising gates are more complex and consist of a series of vertical panels that rise and fall to control water flow.
They are typically used in high-traffic areas and are often found in locks with a high volume of water.
Gates
Gates are the watertight doors that seal off the chamber from the upper and lower pounds.
The most common arrangement of gates is called miter gates, which was invented by Leonardo da Vinci sometime around the late 15th century.
Traditionally, gates were made of oak or elm, but now they're usually made of steel.
Each end of the chamber is equipped with a gate, or pair of half-gates.
Flights

A flight of locks is a series of locks in close-enough proximity to be identified as a single group.
This can be preferable to spreading the same number of locks widely, as it allows crews to be put ashore and picked up once, rather than multiple times.
A lock keeper may be stationed to help crews through the flight quickly, and a single pump can recycle water to the top of the whole flight.
Caen Hill locks, Devizes, is an example of a flight of locks.
A flight is not the same as a staircase, which is a set of locks where successive lock chambers share a gate.
The Watford flight on the Grand Union Canal consists of a four-chamber staircase and three separate locks.
The Foxton flight also consists entirely of two adjacent 5-chamber staircases.
Each chamber in a flight is a separate lock with its own upper and lower gates, and there is a navigable pound between each pair of locks.
Locks in a flight are operated in the conventional way, which can make navigation more efficient.
Lock Operation
Lock Operation is a crucial aspect of lock gates, and it's essential to understand how they work. The locking mechanism is typically operated by a gate operator, which can be powered by electricity, hydraulics, or even manual labor.
The gate operator is usually connected to a control system that allows users to open and close the gates remotely. This control system can be accessed through a keypad, remote control, or even a smartphone app.
The locking mechanism itself is designed to withstand heavy use and harsh weather conditions, ensuring that the gates remain secure at all times.
Pound
Pound locks are commonly used on canals and rivers today, with a chamber and gates at both ends controlling the water level.
A pound lock was first used in China during the Song dynasty, pioneered by Qiao Weiyue in 984. This design replaced earlier double slipways that had caused trouble.
The first true pound lock was built in 1396 at Damme near Bruges, Belgium. It's worth noting that earlier designs, like the one built in 1373 at Vreeswijk, Netherlands, were more like pound locks but didn't quite fit the bill.
Pound locks can raise the water level by 4 or 5 feet at each lock, with the Grand Canal seeing a total rise of 138 feet. That's a significant difference, especially considering the technology available back then.
The Italian Bertola da Novate constructed 18 pound locks on the Naviglio di Bereguardo between 1452 and 1458. This impressive feat showcases the importance of pound locks in medieval Europe.
One notable incident involving a pound lock occurred in June 1873 on the Chesapeake and Ohio Canal. A boat crashed into and knocked out the downstream gates, causing a cascade of water that sank the boat.
Powered Operation
Powered operation is often necessary for large modern canals, where gates and paddles are too massive for hand operation.
On the Caledonian Canal, for example, man-powered capstans were used to operate the lock gates until they were replaced by hydraulic power.
Hydraulic power is commonly used in large canal operations, acting through steel rams to open and close gates.
In fact, the Caledonian Canal's lock gates were replaced by hydraulic power by 1968, making the operation more efficient and easier to manage.
The use of hydraulic power has greatly improved the speed and ease of lock operation on large canals like the Caledonian Canal.
Safety Features
Lock gates are designed with safety in mind, featuring robust construction to withstand strong water currents.
The gates' sturdy frames and durable materials ensure they can withstand the forces of water and weather, reducing the risk of accidental opening or collapse.
Lock gates are equipped with secure locking mechanisms that prevent unauthorized access, safeguarding the surrounding area and protecting against potential hazards.
The gates' design allows for easy maintenance and inspection, reducing the risk of mechanical failure and ensuring they remain in good working condition.
Regular inspections and maintenance are crucial to ensure the gates continue to function properly and safely, preventing potential accidents and damage.
Mechanisms
Lock gates rely on a simple yet effective mechanism to control water flow. The most common type is the vertical lift gate, which is raised and lowered by a system of cables and pulleys.
The gates are typically made of durable materials like steel or concrete, allowing them to withstand the constant flow of water. This is crucial for maintaining the structural integrity of the gate and ensuring it can operate smoothly.
The mechanism also includes a counterweight, which helps to balance the weight of the gate as it moves up and down.
Windlass Key
The windlass key, also known as a lock key, was used to operate lock paddles on the Chesapeake and Ohio Canal.
It was a required tool for lockkeepers, who had to remove the windlasses from all lock paddles at night to prevent unauthorized use.
Lockkeepers were responsible for ensuring the windlasses were securely stored and out of reach, to maintain control over the lock system.
In some cases, the windlasses were likely used to facilitate the transportation of goods and people across the canal, with lockkeepers playing a crucial role in the process.
The Chesapeake and Ohio Canal was an important waterway, and the use of windlasses and lock paddles was a key part of its operation.
Drop
A drop lock can be a clever solution for a canal, but it comes with its own set of challenges.
The concept of a drop lock has been suggested in various cases, but it's only been actually constructed at Dalmuir on the Forth and Clyde Canal in Scotland.
This lock is of the single-chamber type, which means it can be emptied by pumping water back up to the canal, or by draining it to a nearby burn when water supplies are adequate.
A bypass culvert is needed for the two-chamber type to allow water to move along the interrupted pound and supply locks further down the canal.
In the case of the single-chamber type, the lock can be kept full and the gates left open while not in use, making it easier to maintain the water flow.
Staircase
A staircase is a type of mechanism that helps us move from one floor to another in a building.
It's essentially a series of steps connected by a continuous stringer or a series of individual strings, which provide support for the treads and risers.
The height of a staircase can vary, but on average, it's around 7 to 8 inches per step, which is determined by the distance between the floors.

The stringer is usually made of wood or metal and is attached to the wall for added support.
Staircases can be designed to be straight, L-shaped, or curved, depending on the space available and the desired aesthetic.
In some cases, staircases may have a landing or a turn, which helps to change direction and provide a safe transition between flights of stairs.
Hydro-Pneumatic Canal Lift
William Congreve patented a "hydro-pneumatic double balance lock" in 1813, which used compressed air to raise and lower two adjacent locks containing pneumatic caissons in counterbalance.
This innovative design was likely inspired by Weldon's caisson lock, another early attempt at solving water supply problems.
The Regents Canal Company built one of these locks at Camden Lock, north London, around 1817, also to address water supply issues.
The company made modifications to Congreve's design, but the resulting installation proved unsatisfactory and was soon replaced by conventional locks.
This early experiment with hydro-pneumatic canal lifts highlights the ongoing quest for efficient water management solutions.
Shaft
A shaft lock is a type of lock that uses a deep shaft with conventional upper gates. The lower gates are reached through a short tunnel.
The shaft lock at Minden has a fall of 12.7 metres (42 ft) and has eight tanks linked in pairs to the lock chamber.
The shaft lock design allows for water to be run into each chamber in turn, saving the waste of a complete lockfull of water.
Notable examples of shaft locks have been built at Saint Denis, Horin, and Anderten.
Behind The Scenes
Behind the scenes, mechanisms are designed to convert energy from one form to another.
Cam mechanisms, for example, use a lever to change the direction of force, while gear mechanisms use interlocking teeth to transmit rotational motion.
Friction plays a crucial role in mechanisms, as it can either hinder or help the movement of parts.
In the case of a simple machine, like a lever, friction can actually be beneficial by providing a stable pivot point.
The arrangement of parts in a mechanism is also crucial, as it can greatly affect the efficiency and effectiveness of the mechanism.
For instance, the order of operations in a gear mechanism can determine whether the mechanism is efficient or not.
Specific Locks
Fish ladders are a type of measure taken to counteract the obstruction of fish passage caused by locks on rivers. They allow fish like lampreys, trout, and salmon to swim upstream to spawn.
Navigation locks can also be operated as fishways, providing increased access for a range of biota.
Fish Ladders
Fish ladders are a crucial solution to help fish navigate locks on rivers. They provide a way for fish to swim upstream and reach their spawning grounds.
Fish such as lampreys, trout, and salmon are among those that benefit from fish ladders. These species need to swim upstream to reproduce.
Navigation locks can be designed to operate as fishways, increasing access for a variety of biota. This can help to mitigate the impact of locks on fish populations.
Marlow
Marlow's lock gate replacement was a complex project that involved considerable inhouse design and steel fabrication work by ECS Engineering Services. The Environment Agency (EA) partnered with ECS to deliver a turnkey solution.
ECS designed, fabricated, and installed a hydraulically operated set of relief paddles that were integrated into the existing lock gate structure and assembled as a single constituent part. This innovative solution helped to improve the lock's functionality.
Background and History
Pound locks have a long history dating back to ancient Europe and Imperial China. They were used by Greek engineers in the Canal of the Pharaohs under Ptolemy II.
The concept of a pound lock was first put into practice in medieval China during the Song dynasty. Qiao Weiyue, a high-ranking tax administrator, installed a pair of sluice-gates two hundred and fifty feet apart in 984.
This innovative design allowed Qiao to create a short stretch of canal, effectively a pound-lock, that filled from the canal above and emptied into the canal below. The structure was roofed over like a building to prevent grain from spilling out.
The use of sluice-gates in a pound lock provided a solution to the problem of overcoming the difference in height through canal locks. It was a crucial development in the history of lock gates.
Frequently Asked Questions
Do locked gates deter burglars?
Locked gates can certainly make it more difficult for burglars to access your home, but they are not a foolproof deterrent on their own. Securing your gates is just one part of a comprehensive security strategy that can help protect your property.
Sources
- https://en.wikipedia.org/wiki/Lock_(water_navigation)
- https://www.windowo.com/locks-for-gates
- https://www.ecsengineeringservices.com/lock-gates/
- https://canalrivertrust.org.uk/specialist-teams/engineering/building-lock-gates
- https://www.homedepot.com/b/Hardware-Gate-Hardware-Gate-Latches-Locks/N-5yc1vZc2e2
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